financial customer

Definitions over time (1)

06/02/2015 – 30/04/2020 Article 3, Commission Delegated Regulation (EU) 2015/61 Scope: Whole act

For the purposes of this Regulation, the following definitions shall apply:

‘financial customer’ means a customer that performs one or more of the activities listed in Annex I to Directive 2013/36/EU as its main business, or is one of the following: a credit institution; an investment firm; a financial institution; a securitisation special purpose vehicle (‘SSPE’); a collective investment undertaking (‘CIU’); a non-open ended investment scheme; an insurance undertaking; a reinsurance undertaking; a financial holding company or mixed-financial holding company;

No text uses this concept on 12/11/2026.