financial customer

Definitions over time (2)

29/06/2021 – today applies on 12/11/2026 Article 411, Capital Requirements Regulation (CRR) Scope: Part VI

For the purposes of this Part, the following definitions apply:

‘financial customer’ means a customer, including a financial customer belonging to a non-financial corporate group, which performs one or more of the activities listed in Annex I to Directive 2013/36/EU as its main business, or which is one of the following: a credit institution; an investment firm; a securitisation special purpose entity (SSPE); a collective investment undertaking (CIU); a non-open ended investment scheme; an insurance undertaking; a reinsurance undertaking; a financial holding company or mixed-financial holding company; a financial institution; a pension scheme arrangement as defined in point (10) of Article 2 of Regulation (EU) No 648/2012;
28/06/2013 – 29/06/2021 Article 411, Capital Requirements Regulation (CRR) Scope: Part VI

For the purposes of this Part, the following definitions apply:

‘financial customer’ means a customer that performs one or more of the activities listed in Annex I to Directive 2013/36/EU as its main business, or is one of the following: a credit institution; an investment firm; an SSPE; a CIU; a non-open ended investment scheme; an insurance undertaking; a financial holding company or mixed-financial holding company.