investment advice
Defined in Article 4, Directive 2014/65/EU (MIFID II)
Definitions over time (2)
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31/12/2019 – today applies on 12/11/2026 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
For the purposes of this Directive, the following definitions apply:
‘investment advice’ means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;
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17/09/2014 – 01/07/2016 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
For the purposes of this Directive, the following definitions apply:
‘investment advice’ means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;
Earlier definition records in this act (2)
Open an entry to see its definitions, dates and uses. Separate scopes and histories are kept intact.
- Article 4(1)(4) Historical · definitions end 17/09/2014
- Article 4(1)(4) Historical · definitions end 31/12/2019
Used in (25 places in 16 provisions on 12/11/2026)
Directive 2014/65/EU (MIFID II) (25 in 16)
Recital 45 · Recital 70 · Recital 722 · Recital 73 · Recital 74 · Recital 75 · Recital 82 · Recital 161 · Article 2 · Article 32 · Article 4 · Article 243 · Article 256 · Article 29a · Article 90 · Annex I