investment advice
Definitions over time (1)
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02/07/2014 – 17/09/2014 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
1. For the purposes of this Directive, the following definitions apply:
‘investment advice’ means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;
Other definitions of this term in this act (1)
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Earlier definition records in this act (1)
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- Article 4(1)(4) Historical · definitions end 31/12/2019
Used in (0 places in 0 provisions on 12/11/2026)
No text uses this concept on 12/11/2026.