Member States shall require investment firms to keep and regularly to update a record of the kinds of investment or ancillary service or investment activity carried out by or on behalf of the firm in which a conflict of interest entailing a material risk of damage to the interests of one or more clients has arisen or, in the case of an ongoing service or activity, may arise.
Article 23 - (Article 13(6) of Directive 2004/39/EC) Record of services or activities giving rise to detrimental conflict of interest
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Article 23
(Article 13(6) of Directive 2004/39/EC) Record of services or activities giving rise to detrimental conflict of interest