Commission Delegated Regulation (EU) No 449/2012 Annex V

Annex V

ANNEX V

INFORMATION TO BE PRESENTED WITH REGARD TO CORPORATE GOVERNANCE

(Article 12)

Identification of the members of the administrative or supervisory board and other committees as established in Article 12(3):

Identification of the member	Body (administrative board, supervisory board, audit committee, remunerations committee, etc.) and position (Chair, vice-chair, member)	Body of other undertakings where the person is a member and position
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Identification of the independent members of the administrative or supervisory board as established in Article 12(3) and justification of their independence if they are independent members and of their in-depth knowledge and experience at a senior level of the market in structured finance instruments, where the credit agency applies to issue credit ratings of structured finance products, according to Section A(2) of Annex I to Regulation (EC) No 1060/2009:

Identification of the member	Body (administrative or supervisory board)	Independent member (YES/NO) and if YES, provide justification	Experience in structured finance instruments (YES/NO) and if YES, provide justification
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A credit rating agency shall provide to ESMA a copy of the following documents as established in Article 12(4):

the last three sets of minutes of the meetings of the administrative and supervisory board;

the most recent minutes of the meetings of any other committees, such as the remuneration or strategy committees; and

the last three opinions or reports presented to the administrative or supervisory board by the independent members.