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Annex XII

Annex XII

ANNEX XII

SYSTEMIC IMPORTANCE INDICATORS

(Article 28)

1.

A credit rating agency shall provide ESMA with the volume of outstanding credit ratings it has issued with the details set out in the following table. The information regarding the corporate rating and sovereign and public finance ratings shall be provided on the basis of number of credit ratings and the information regarding structured finance ratings shall be provided on the basis of the amount (in millions of euro) of issuing of the structured finance instruments.

Total

Corporate ratings (number of credit ratings)

Financial institution including credit institutions and investment firms

Insurance undertaking

Corporate issuer that is not considered a financial institution or an insurance undertaking

Sovereign and public finance ratings (number of credit ratings)

Structured Finance ratings (amount of the issuing in millions of euro)

2.

A credit rating agency shall provide information on the annual revenues generated in any European Union Member State and in other countries outside the European Union for the past three years with the following level of detail: Member States shall be individually identified.

EU Member State 1

EU Member State 2

EU Member State 3

(...)

Other non-EU countries

Total

Rating activities

From rated entities or related third parties

From subscribers

Other sources

Non-rating activities

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