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Annex VI

Annex VI

ANNEX VI

ADVANCE NOTIFICATION OF EXPORTS/SHIPMENTS OF NUCLEAR MATERIAL

Header

Label/Tag

Content

Comments

#

Legal entity or name of installation

Character (256)

Legal entity or installation name

1

Report type

Character (4)

ANXS to be used for this report type

2

Advance notification reference code

Character (12)

Reference code for advance notification

3

Shipper MBA

Character (4)

MBA code of shipping installation

4

Receiver MBA

Character (4)

MBA code of receiving installation

5

Shipping installation

Character (256)

Contact details of shipping installation

6

Receiving installation

Character (256)

Contact details of receiving installation

7

Report date

Date (DDMMYYYY)

Date on which the report was completed

8

Reporting person

Character (64)

Name of person responsible for the report

9

Entries

Label/Tag

Content

Comments

#

Line number

Number

Sequential number, no gaps

10

Batch

Character (20)

Unique identifier for a batch of nuclear material

11

Element category

Character (1)

Category of nuclear material

12

Obligation

Character (5)

Safeguard obligation

13

Chemical composition

Character (64)

Chemical composition

14

Isotope

Character (1)

Uranium isotope

15

Enrichment

Number (3,3)

Percent composition of uranium-235

16

Material state

Character (1)

Material state

17

Material form

Character (2)

Material form

18

Number of items

Number

Number of items

19

Description of containers and seals

Character (256)

Description of containers and sealing options

20

Element weight

Number (24,3)

Element weight

21

Fissile weight

Number (24,3)

Fissile isotope weight

22

Material container

Character (1)

Material container code

23

Means of transport

Character (1) (for each means of transport)

Means of transport of nuclear material

24

Location where material will be stored or prepared

Character (256)

Location where the nuclear material is prepared for shipping

25

Last date when material can be identified

Date (DDMMYYYY)

Last date when nuclear material can be identified

26

Date of dispatch

Date (DDMMYYYY)

Expected date of dispatch

27

Date of arrival

Date (DDMMYYYY)

Expected date of arrival at destination

28

Intended use

Character (256)

Intended use of the nuclear material

29

Euratom Supply Agency (ESA) contractual reference

Character (64)

ESA contractual reference number

30

Explanatory notes

1.

Legal entity or name of installation: The name of the legal entity or the installation notifying the Commission.

2.

Report type: ANXS to be used for this report type.

3.

Advance notification reference code: The reference code for advance notifications to be used in the inventory change report.

4.

Shipper MBA: The code of the shipper material balance area as notified by the Commission to the installation concerned.

5.

Receiver MBA: The code of the receiver material balance area in the case of intra-EU transfer and, if known, in the case of export to a third country.

6.

Shipping installation: The name, address and country of the installation shipping the nuclear material.

7.

Receiving installation: The name, address and country of the installation receiving the nuclear material.

8.

Report date: The date on which the report was completed.

9.

Reporting person: Name of the person responsible for the report.

10.

Line number: Sequential number starting with 1 in each report, no gaps.

11.

Batch: The identification number of the batch. The information shall be inserted for each batch.

12.

Element category: The category of nuclear material. Use the category codes as laid out in Annex III (25) to this Regulation.

13.

Obligation: Indication of the particular safeguard obligation assumed by the Community under an Agreement concluded with a third country or an international organisation, to which the material is subject (Article 19). The Commission shall communicate the appropriate codes to the installations on request. The information shall be inserted for each batch.

14.

Chemical composition: The chemical composition of the batch. The information shall be inserted for each batch.

15.

Isotope: This code indicates the kind of fissile isotopes involved and shall be used when the weight of fissile isotopes is reported. Use the isotope codes as laid out in Annex III (27) to this Regulation. The information shall be inserted for each batch containing uranium.

16.

Enrichment: Percent composition of U-235. The information shall be inserted for each batch containing uranium.

17.

Material state: The material state of the batch, using material state codes as laid out in Annex III (16) to this Regulation. The information shall be inserted for each batch.

18.

Material form: The material form of the batch, using the description of materials as laid out in Annex III (14) to this Regulation. The information shall be inserted for each batch.

19.

Number of items: The number of items included in the batch, in accordance with Annex III (24) to this Regulation.

20.

Description of containers and seals: A description of the containers, including features that would permit sealing. The information shall be inserted for each batch.

21.

Element weight: The element weight shall be given in grams. The information shall be inserted for each batch.

22.

Fissile weight: The weight of the fissile isotope(s) (for low enriched uranium and high enriched uranium: weight of isotope U-233 and U-235) shall be given in grams. The information shall be inserted for each batch containing uranium.

23.

Material container: The type of container holding the nuclear material, using the category codes as laid out in Annex III (15) to this Regulation.

24.

Means of transport: Indicate, where appropriate, the means of transport. More than one code may be used if several means of transport are used. In such cases, the codes shall be separated by semi-colons. The following codes shall be used:

Means of transport

Code

Air

A

Water

W

Road

R

Train

T

Other

O

25.

Location where material will be stored or prepared: The location within the material balance area where the nuclear material is prepared for shipping and can be identified, and where its quantity and composition can be verified.

26.

Last date when material can be identified: The last date when nuclear material can be identified and when its quantity and composition can be verified.

27.

Date of dispatch: Expected date of dispatch. One date per batch shall be indicated.

28.

Date of arrival: Expected date of arrival at destination. One date per batch shall be indicated.

29.

Intended use: The use to which the nuclear material is assigned.

30.

Euratom Supply Agency (ESA) contractual reference: Indicate, where appropriate:

ESA contractual reference or, if not available, the date on which the contract was concluded or considered as concluded by the Supply Agency, and any useful references.

for jobbing contracts (Article 75 of the Treaty) and for contracts for the supply of small quantities of material (Article 74 of the Treaty, and Commission Regulation No 17/66/Euratom as amended by Regulation (Euratom) No 3137/74), the date of notification to ESA and any useful references.

GENERAL REMARKS CONCERNING THE COMPLETION OF THE REPORTS

1.

All requested information shall be provided, when applicable.

2.

In the case of an intra-EU transfer, the shipper shall provide the receiver with all the necessary information.

3.

If numerical data contain fractions of units, a point shall precede the decimal digits.

4.

The following 55 characters may be used: the 26 capital letters A to Z, figures 0 to 9 and the characters ‘plus’, ‘minus’, ‘slash’, ‘asterisk’, ‘space’, ‘equal’, ‘greater than’, ‘less than’, ‘point’, ‘comma’, ‘open bracket’, ‘close bracket’, ‘colon’, ‘dollar’, ‘percent’, ‘quotation mark’, ‘semi-colon’, ‘question mark’ and ‘ampersand’.

5.

Under Article 79 of the Treaty, those subject to safeguards requirements shall notify the authorities of the Member State concerned of any communications they make to the Commission pursuant to Article 78 and the first paragraph of Article 79 of the Treaty.

6.

Reports shall be prepared in xml format using the template provided by the Commission through a dedicated platform.

7.

The reports, duly completed and signed (digitally if possible), shall be forwarded to the European Commission, Euratom Safeguards.

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