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Annex XVI

Annex XVI

ANNEX XVI

REQUEST FOR AUTHORISING AN EXCHANGE OF SAFEGUARD OBLIGATIONS ON NUCLEAR MATERIAL

Header

Label/Tag

Content

Comments

#

Legal entity or name of installation

Character (256)

Legal entity or name of installation requesting the authorisation for an obligation exchange

1

Reporting MBA

Character (4)

MBA code of the reporting installation

2

Reporting installation

Character (256)

Contact details of the reporting installation

3

Corresponding MBA

Character (4)

MBA code of the corresponding installation

4

Corresponding installation

Character (256)

Contact details of the corresponding installation

5

Nuclear material weight

Number (24,3)

Total element weight of all batches involved in the obligation exchange

6

Exchange date

Date (DDMMYYYY)

Date proposed for the obligation exchange

7

Request date

Date (DDMMYYYY)

Date of the request for authorisation

8

Report type

Character (5)

OBLRQ to be used for this report type

9

Reporting person

Character (64)

Name of person responsible for the report

10

Report number

Number

Unique reference number

11

Justification

Character (256)

Justification for the obligation exchange

12

Entries

Label/Tag

Content

Comments

#

Line number

Number

Sequential number, no gaps

13

MBA

Character (4)

MBA where the batch is located (either reporting or corresponding MBA)

14

Batch

Character (20)

Identification number for the batch involved in the obligation exchange

15

Container ID

Character (20)

Identification number for container

16

Element weight

Number (24,3)

Element weight

17

Fissile weight

Number (24,3)

Weight of fissile isotope

18

Element category

Character (1)

Category of the element

19

Chemical composition

Character (64)

Chemical composition

20

Enrichment

Number (3,3)

Degree of enrichment

21

Isotopic composition

Number (24,3) (for each isotope)

Plutonium isotopic weights

22

Material state

Character (1)

Material state code

23

Material form

Character (2)

Material form code

24

Number of items

Number

Number of items

25

Intended use

Character (256)

Use to which the nuclear material is assigned after the obligation exchange

26

Comment

Character (256)

Any relevant additional information

27

Explanatory notes:

1.

Legal entity or name of installation: The name of the legal entity or the installation requesting the authorisation for the obligation exchange.

2.

Reporting MBA: Code of the reporting material balance area. This code is notified to the installation concerned by the Commission.

3.

Reporting installation: Name and address of the reporting installation.

4.

Corresponding MBA: The code of the corresponding material balance area in the case of intra-EU obligation exchange and, if known, in the case of an obligation exchange with an installation located in a third country.

5.

Corresponding installation: Name and address of the corresponding installation.

6.

Nuclear material weight: Total element weight of all batches involved in the obligation exchange.

7.

Exchange date: The date proposed by the reporting person to perform the obligation exchange.

8.

Request date: The date on which the request for authorization is transmitted to the Commission.

9.

Report type: OBLRQ to be used for this report type.

10.

Reporting person: Name of the person responsible for the report.

11.

Report number: Sequential number (no gaps) for the authorization request.

12.

Justification: A detailed justification for the need of the obligation exchange.

13.

Line number: Sequential number starting with 1, no gaps.

14.

MBA: MBA where the batch is located (either reporting or corresponding MBA), to be provided for each batch involved in the obligation exchange.

15.

Batch: Identification number for the batch involved in the obligation exchange. The Commission may accept that the batch identification number is provided after the first request, but prior to an agreed date. An exchange not necessarily needs to be item-by-item.

16.

Container ID: Unique identifier for the container. The same container ID may be used for several batches. The Commission may accept that the container ID is provided after the first request, but prior to an agreed date. An exchange not necessarily needs to be item-by-item.

17.

Element weight: The element weight shall be given in grams. The information shall be inserted for each batch.

18.

Fissile weight: The weight of the fissile isotope(s) (for low enriched uranium and high enriched uranium: weight of isotope U-233 and U-235) shall be given in grams. The information shall be inserted for each batch containing uranium.

19.

Element category: The category of nuclear material. Use the category codes as laid out in Annex III (25) to this Regulation.

20.

Chemical composition: The chemical composition of the batches involved in the obligation exchange. The chemical composition shall be the same for all batches involved in the exchange.

21.

Enrichment: Percent composition of uranium-235. The information shall be inserted for each batch containing uranium.

22.

Isotopic composition: The isotopic composition for batches containing plutonium (weight of Pu-238, Pu-239, Pu-240, Pu-241 and Pu-242).

23.

Material state: The following codes must be used.

State

Code

Fresh nuclear material

F

Irradiated nuclear material

I

Reprocessed nuclear material (only applicable to uranium)

P

Waste

W

Irrecoverable material

N

24.

Material form: The material form of the batch, using material form codes as laid out in Annex III (14) to this Regulation. The material form shall be the same for all batches involved in the exchange.

25.

Number of items: The number of items included in the batch.

26.

Intended use: The use to which the nuclear material is assigned after the obligation exchange.

27.

Comment: Include any additional relevant information here.

GENERAL REMARKS CONCERNING THE COMPLETION OF THE REPORTS

1.

All requested information shall be provided, when applicable.

2.

If numerical data contain fractions of units, a point shall precede the decimal digits.

3.

The following 55 characters may be used: the 26 capital letters A to Z, figures 0 to 9 and the characters ‘plus’, ‘minus’, ‘slash’, ‘asterisk’, ‘space’, ‘equal’, ‘greater than’, ‘less than’, ‘point’, ‘comma’, ‘open bracket’, ‘close bracket’, ‘colon’, ‘dollar’, ‘percent’, ‘quotation mark’, ‘semi-colon’, ‘question mark’ and ‘ampersand’.

4.

Under Article 79 of the Treaty, those subject to safeguards requirements shall notify the authorities of the Member State concerned of any communications they make to the Commission pursuant to Article 78 and the first paragraph of Article 79 of the Treaty.

5.

The reports, duly completed and signed (digitally if possible), shall be forwarded to the European Commission, Euratom Safeguards.

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